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WORDS "DIE WITHOUT ISSUE," ETC., WHETHER THEY REFER TO FAILURE INDEFINITELY, OR FAILURE AT THE DEATH.

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I. · General Rule 1 Vict. c. 26, s. 29. Another question formerly of frequent occurrence, and which may even now occasionally occur in the construction of words importing a failure of issue, is, whether they refer to issue indefinitely (i. e., to a failure of issue at any time), or to a failure of issue at the death. Upon this depends their operation to con

issue, &c.,

when restricted to a failure of issue at the death.

1 The authorities in this country are at variance upon the construction of words of this kind. In the following cases it has been declared that prima facie they must be taken to refer to an indefinite failure of issue: Allen v. Ashley School Fund, 102 Mass. 262, 264; Hall v. Priest, 6 Gray, 18; Albee v. Carpenter, 12 Cush. 382 (personalty): Burrough v. Foster, 6 R I. 534; Arnold v. Brown, 7 R. I. 188; Ladd v. Harvey, 21 N. H. 514, 526; Hall v. Chaffee, 14 N. H. 215; Davies v. Steele, 38 N. J. Eq. 168 (in the absence of statute); Hackney v. Tracy, 127 Penn. St. 53; Lawrence . Lawrence, 105 Penn. St. 335; Reinoehl v. Shirk, 119 Penn. St. 108; Gast v. Baer, 62 Penn. St. 35; Ingersoll's Appeal, 86 Penn. St. 240; Smith's Appeal, 23 Penn. St. 9; Vaughan v. Dickes, 20 Penn. St. 509; Eichelberger v. Barnitz, 9 Watts, 447; Gable v. Ellender, 53 Md. 311; Tongue v. Nutwell, 13 Md. 415; Edelen v. Middleton, 9 Gill, 161 (personalty); Bells v. Gillespie, 5 Rand. 273; Addison v. Addison, 9 Rich. Eq. 58; Randolph v. Wendel, 4 Sneed, 646; Kirk v. Furgerson, 6 Cold. 479; Mangum v. Pie-ter, 16 S. C. 316; Graham v. Moore, 13 S C. 115; Rice v. Satterwhite, 1 Dev. & B. Eq. 69 ("without an heir"); Huxford v. Milligan, 50 Md. 542.

This in the case of realty will of course give the first taker an estate tail and the second devisee the reminder (Allen v. Ashley School Fund, supra), and in the case of personalty the fund absolutely. Hall v. Priest, supra; Albee v. Carpenter, supra; Theological Sem. v. Kellogg, 16 N. Y. 83, 87; Hennion v. Jacobus, 27 N. J. Eq. A contrary construction, making the

28.

words refer to the death of the testator, and thus saving the gift over as an executory devise, has been held (in some of the cases aided by slight indications of intention) in Hal v. Chaffee, 14 N. H. 215; Bullock v. Seymour, 33 Conn. 289: Hudson v. Wadsworth, 8 Conn. 348, 359; Harris v. Smith, 16 Ga. 545 (approved in Griswold v. Greer, 18 Ga. 545, 550, a case of personalty); Edwards v. Bibb, 43 Ala. 666; s. c. 54 Ala. 475: Parish v. Ferris, 6 Ohio St. 563; Niles v. Gray, 12 Ohio St 320; Armstrong v. Armstrong, 14 B. Mon. 333; Daniel v. Thompson, id. 663. See Harris v. Berry, 7 Bush, 113. Under statutes, Tyson v. Blake, 22 N. Y. 558; Goodell v. Hibbard, 32 Mich. 47, 55, and other cases at the end of this note. The English rule as to realty has been abrogated by statute or rejected by the courts in some of the states. Davies v. Steele, 38 N. J. Eq. 168

It is apprehended that at the present day the construction which refers the words in question prima facie to the death of the first taker will, not only in the case of personalty (as to which see infra), but also of realty, be favored generally in this country and adopted upon slight indications of intention, in so far as the courts find themselves unfettered by binding authority. A particular reference to some of the American cases will show the course of the authorities as to words in common connection with those in question. In an early case it was held that a gift over upon the death of the prior taker without children to the brothers of the prior taker meant children living at the death of that party. Morgan v. Morgan, 5 Day, 517. And this decision has been followed in other cases. Couch v.

fer an estate tail; for it is only when the words denote an extinction of the specified issue irrespective of time or any collateral circumstance that they create such an estate.

Gorham, 1 Conn. 36; Hudson v. Wadsworth, 8 Conn. 348; Bullock v. Seymour, 33 Conn. 289; Barney v. Arnold, 15 R. I. 78 (without leaving children "). So, too, it is declared to be settled law that when a fee simple or an absolute interest is given in remainder after an estate for life to the children of the first taker, followed by a gift over upon default of his (the first taker's) issue, the word "issue" is held to refer to the children mentioned. The gift over is therefore a good executory devise. Daley v. Koons, 90 Penn. St. 246; Sheets's Estate, 52 Penn. St. 257, 268; Powell v. Board of Missions, 49 Penn. St. 46, 56; ante, p. 1298. In another case the court decided that a provision that if any of the children of the first taker should die without issue alive, his share should go to the survivors, was a good executory devise. Den v. Schenck, 3 Halst. 29.

And it has elsewhere been decided generally that a gift over to the survivor of one of several devisees, the deceased dying without lawful issue, is also a good executory devise. This, it is held, does not create an estate tail in the first takers. Anderson v. Jackson, 16 Johns. 382; Jackson v. Chew, 12 Wheat. 153; Wilkes v. Lyon, 2 Cowen, 333; Cutter v. Doughty, 23 Wend. 513; s. c. 7 Hill, 305; Lovett v. Buloid, 3 Barb. Ch. 137; Waldron v. Gianini, 6 Hill, 601, 603; Norris v. Beyea, 13 N. Y. 273, 280; Miller v. Emans, 19 N. Y. 384; Gilman v. Reddington, 24 N. Y. 9; Quackenboss v. Kingsland, 102 N. Y. 128; Van Horne v. Campbell, 100 N. Y. 287; s. c. 101 N. Y. 608. See Allen v. Ashley School Fund, 102 Mass. 262, 264. But the contrary has also been held. Bells r. Gillespie, 5 Rand. 273; Heffner v. Knepper, 6 Watts, 18; Wall v. Maguire, 24 Penn. St. 248; Caskey v. Brewer, 17 Serg. & R. 441; Rapp v. Rapp, 6 Barr, 45. See Johnson v. Currin, 10 Barr, 498, where the executory devise was saved by additional words.

If an estate tail were deemed to have been created in the first taker, the survivor under the gift over (after death of the other with out issue) could of course take only upon the failure of the other's posterity; a result which instead of creating an executory devise would create a remainder. Anderson v. Jackson, supra; Cutter v. Doughty, supra; Parker v. Parker, 5 Met. 134; Nightingale v. Burrill, 15 Pick. 104; Weld v. Williams, 13 Met. 486; Hall v. Priest, 6 Gray, 18. The entire decision against the creation of an estate tail in such a case has turned upon the presence of the word "survivor" (Anderson v. Jackson, supra); a word which Mr. Chancellor Kent thinks ought not alone to affect the meaning of the words "dying without issue." 4 Kent, 279, note (e).

But it is settled in New York and in many other states that that word is to be understood as qualifying the technical meaning of the words "dying without issue," so as to

require them to be read "dying without issue living at the time of the prior taker's death." Cutter v. Doughty, 23 Wend. 513; Allen v. Ashley School Fund, 102 Mass. 262, 264; Brightman v. Brightman, 100 Mass. 238; Abbott v. Essex Co. 18 How. 202; s. c. 2 Curt. 126; Williams v. Graves, 17 Ala. 62; Powell v. Glenn, 21 Ala. 458; Williams v. Pearson, 38 Ala. 299; Edwards v. Bibb, 43 Ala. 666; s. c. 54 Ala. 475; Duryea v. Duryea, 85 Ill. 41; Groves v. Cox, 40 N. J. 40; Southerland v. Cox, 3 Dev. 394; McCorkle v. Black, 7 Rich. Eq. 407; Russ v. Russ, 9 Fla. 105; Deboe v. Lowen, 8 B. Mon. 616; Hart v. Thompson, 3 B. Mon. 486; Bedford's Appeal, 40 Penn. St. 18, 23 (personalty). So where the gift over is upon failure of issue of the first taker or upon his failing to attain a certain age, the old construction is escaped and the executory devise saved; the word "or" being evidently meant for "and." Adams v. Chaplin, 1 Hill, Ch. 265, 267; Doebler's Appeal, 64 Penn. St. 9; Parker v. Parker, 5 Met. 134; Den v. Taylor, 2 South. 413; Paterson v. Ellis, 11 Wend. 259; Norris v. Beyea, 13 N. Y. 273; Berg v. Anderson, 72 Penn. St. 87; Neal v. Cosden, 34 Md. 421; Carpenter v. Boulden, 48 Md. 122; Massie v. Jordan, 1 Lea (Tenn.), 646. But it is laid down in Pennsylvania that a devise over upon the devisee's dying unmar ried and without issue indicates nothing definite in the period when the failure of issue is to take place, and that therefore nothing but a contingent remainder dependent upon an estate tail is created. Mattack v. Roberts, 54 Penn. St. 148; Vaughan v. Dickes, 20 Penn. St. 509; overruling an exception mentioned in Eichelberger v. Barnitz, 9 Watts, 447, 450. But see post, p. 1328; Downing v. Wherrin, 19 N. H. 9; Jones v. Sothoron, 10 Gill & J. 187.

In those states in which the English construction prevails, or at least in some of them, it is also held that the construction is not escaped by the use of the words "without leaving issue" or "without leaving heirs of the body," when not applied to personalty. Allen v. Ashley School Fund, 102 Mass. 262, 264; Paterson v. Ellis, 11 Wend 259; Vaughan v. Dickes, 20 Penn. St. 148; Eichelberger v. Barnitz, 9 Watts, 450; Moody v. Walker, 3 Pike, 147, 198; Newton v. Griffith, 1 Harr. & G. 111; Torrance v. Torrance, 4 Md. 11; Tongue v. Nutwell, 13 Md. 415, 425; Biscoe v. Biscoe, 6 Gill & J. 232, 236; Edelen v. Middleton, 9 Gill, 161; Ingersoll's Appeal, 86 Penn. St. 240. Contra, Kennedy v. Kennedy, 5 Dutch. 185; Harris v. Smith, 16 Ga. 545, approved in Griswold v. Greer, 18 Ga. 545, 550. Very little, however, in addition to the word "feaving" will change the construction. Taylor v. Taylor, 63 Penn. St. 481; Edwards v. Bibb, 54 Ala. 575. See also Faber v. Police, 10 S. Car. 376. Thus, by the words "without leaving issue behind," the construction is changed and a good executory

Few points of testamentary construction have come more frequently under discussion than this; which has arisen, in a great degree, from the discrepancy between the popular acceptation and the legal sense of the phrase in question, and the consequent willingness to admit grounds for departing from the technical doctrine. In ordinary language, when a testator gives an estate to a person and his heirs, with a limitation over in case of his dying without issue, he means that the devisee shall retain the estate if he leaves issue surviving him, and not otherwise; and where the phrase is, in case the first taker die before he has any issue, or if he have no issue, the intention probably is that the estate shall belong absolutely to the devisee on his having issue born. before the Wills Act the established legal interpretation

General rule under the old law.

devise created. Eichelberger v. Barnitz, 9 Watts, 447, 450. It is declared that the rule should be applied in cases of realty where the first devise is to two persons, and the devise over in case of the death of either leaving no issue is not to the survivor but to a stranger. Allen v. Ashley School Fund, supra; Irvin v. Dunwoody, 17 Serg. & R. 61.

The rule in England as to gifts of personalty, which makes the word "leaving" refer prima facie to the death of the prior taker, has been uniformly followed in this country. Downing v. Wherrin, 19 N. H. 89; Ladd v. Harvey, 21 N. H. 514, 527; Hall v. Priest, 6 Gray, 18, 22; Albee v. Carpenter, 12 Cush. 382, 388; Snyder's Appeal, 95 Penn. St. 175; Eachus's Appeal, 91 Penn St. 105; Bedford's Appeal, 40 Penn. St. 18, 22; King v. Diehl, 6 Serg. & R. 32; Eichelberger v. Barnitz, 17 Serg. & R. 295, Biscoe v. Biscoe, 6 Gill & J. 232 236, Tongue v. Newell, 13 Md. 415, 425; Edelen v. Middleton, 9 Gill, 161; Mazyck v. Vanderhorst, Bail. Eq. 48; Bethea v. Smith, 40 Ala. 415; 4 Kent, Com. 281-283. See Theological Sem. v. Kellogg, 16 N. Y. 83, 87; Newnan v. Miller, 7 Jones, 516.

And it should not be forgotten that the English rule as to realty was adopted at a time before the prejudices in favor of (what is now purely artificial) the ancient system of estates in land, which allowed only of interests in possession, reversion, or remainder, had died out. Executory devises, which had not been possible under the feudal tenures before the time of Henry the Eighth, were even after the Statute of Wills looked upon with disfavor; and though the courts did not assume to hold them void per se, they laid down the rule that remainders were to be preferred to them. This rule prevails generally in the United States (Hall v. Priest, 6 Gray, 18, 20; Wall v. Maguire, 24 Penn. St. 248, ante, Vol. I., p. 824, n.), though it never had the special raison d'être here which it had where it originated. It has been somewhat affected by statute in England. Ante, Vol. I., p. 832. Indeed, it is greatly to be regretted that the construction of the word "issue" itself, without qualification, should not have escaped the influences under which the English judges

But

first declared the construction to be followed. Nothing could be more improbable than that a testator in providing for a gift over to B. on the death of A. "without issue," without more particular words, should have contemplated all the line of A.'s possible posterity as standing before B.'s accession to the bounty; not, indeed, that it might not be perfectly natural in many cases for the testator to prefer A. and his posterity to B., but that, if he really did so intend, he would have been apt to say so in language which would not require straining to give it the desired meaning. It is apprehended that the meaning of the word "issue" in the mouth of the uninstructed testator is strained when it is made equivalent to posterity. If the testator were to be questioned, it would doubtless generally be found that, so far as he had any definite idea at all, he had used the word in the sense of "children," living of course at the death of the first taker. See Den v. Taylor, 2 South. 413, 418. And comp. 2 Redf. Wills, 46 (4th ed ). But see 4 Kent, Com. 274, 275.

In case of a devise over to children of the testator, children living at his death are prima facie meant. Stone v. Nicholson, 27 Gratt. 1. The strong bias, it may be remarked, of Mr. Chancellor Kent in favor of the old (English) construction has not been very widely shared. It will be seen further on that the ancient rule, that "dying without issue" is to be interpreted, with some exceptions, as referring to an indefinite failure of issue was abolished in England by statute in 1837 So, too, in New York in still stronger terms. 4 Kent, Com 280: Norris v. Beyea, 13 N. Y. 273, 280. So in other states. See Stone v. McEckron, 57 Conn. 194 (citing Phelps v. Robbins, 40 Conn. 250; White v. White, 52 Conn. 518; Coe v. James, 54 Conn. 511, Phelps v. Phelps, 55 Conn. 359); Goddell v. Hibbard, 32 Mich. 47, 55; Mason v. Johnson, 47 Md. 347. And how ready the courts are to give heed to any, the slightest, indication of an intention to refer the words "dying without issue," to the time of the death of the testator, even where they still retain prima facie the old effect, the cases already cited abundantly show.

of these several expressions was different: for it was settled (though the rule now applies only to wills made before the year 1838), that words referring to the death of a person without issue, whether the terms be, "if he die without issue," "if he have no * issue," " if [*1321] he die without having issue" (a), if he die before he has any

86

issue" (b), or "for want" or "in default of issue," unexplained by the context, and whether applied to real or to personal estate (notwithstanding the distinction taken between these two species of property in some of the early cases (c)), are construed to import a general indefinite failure of issue, i. e., a failure or extinction of issue at any period (d).

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The rule of construction is abrogated in regard to wills made or republished since the year 1837 by the act 1 Vict. c. 26, s. 29, of which, we have seen (e), provides that words which may import a want or failure of issue of a person in his lifetime or at his death, or an indefinite failure of issue, which includes such words as death; "die without having a son (ƒ) shall be construed to import a want or failure of issue in the lifetime or at the death (g); but on this enactment are engrafted an exception and proviso, which exclude the operation of the statute in cases where the words in question are simply referential to the objects of a subsisting estate tail, or a prior gift. The result, then, of this enactment appears to be, that the words denoting a failure of issue refer to a failure at the death in every case, unless one of two points can be established: - except in first, that the words are referential to the objects of a prior estate or preceding gift; or, secondly, that they are so clearly and explicitly used to denote a failure of issue at any time as to exclude the statutory rule of construction, which, it will be observed, only obtains where there is an ambiguity, i. e. where the words may import either a failure of issue in the lifetime or at the death, or an indefinite failure of issue. If, therefore, a testator by a will made or republished since 1837 devise real estate to A., or to A. and his heirs, and if A. shall die and his issue shall fail at any time, then to B., A. will take an estate tail, as he formerly would have done without these special amplifying words, which exclude, beyond all question, the application of the enacted doctrine.

(a) Cole v. Goble, 13 C. B. 445.

two cases.

(b) Newton v. Barnardine, Moore, 127, pl. 275. As to this expression applied to children, see ante, p. 1252.

(c) Pleydell v. Pleydell, 1 P. W. 748; Nichols v. Hooper, id. 198.

(d) Fitz. 68; 2 Atk. 308, 376; 1 Vern. 478; 1 Eq. Abr. 207, pl. 9; Amb. 398, 478; 2 Ed. 205, 3 B. P. C. Toml. 314; 1 B. C. C. 170, 188 2 B. C. C. 33; 1 Ves. Jr. 286; 3 Ves. 99; 5 Ves. 440; 9 Ves. 197, 580; 17 Ves. 479; 1 Mer. 20; 1 B. & Ad. 318, 7 Bing. 226; 2 R. & My. 378; id. 390; 16 Sim. 290; 2 Jo. & Lat. 176; 13 C. B. 445; L. R., 14 Eq. 283. (e) Ante, p. 1285.

(f) Being "words of precisely the same import," see 1 Ch. D. 410.

(g) See Re O'Bierne, 1 Jo. & Lat. 352, in which an attempt seems to have been made to argue that the very words "should he die without issue" indicated "the contrary intention." See also per Hall, V.-C., Meredith v. Treffry, 12 Ch. D. 172, and qu.

[*1322]

Act does not apply to dying with

out heirs of body." Harris v. Davis.

* Nor does the act apply to the words "die without heirs of the body," for there is no ambiguity in them. Thus in Harris v. Davis (h), where freeholds and leaseholds were given to be divided between several persons or (read "and") their lawful heirs, and in case of there being no heir (read "heir of the body" (i)), then the share or shares to be devised in equal parts among the surviving legatees. One of the devisees having died, a bachelor, in the testator's lifetime, it was held by Sir J. K. Bruce, V.-C., that as to the freeholds the gift over of the deceased's share took effect: but that his share of the leaseholds lapsed. The V.-C. said he had doubted whether it might not be possible by means of the word "surviving" or from the joint operation of s. 29 of the Wills Act and the doctrine of Forth v. Chapman to hold that there was no lapse. But upon consideration he thought that such a construction of the will could not be maintained. It seemed to him that the words "there being no heir" must be held to point to an indefinite failure of issue, and that this was one of the cases in which "surviving" must be read "other" (k). The distinction between "die without issue," or similarly ambiguous expressions, and die without "heirs of the body," was more plainly recognized by Sir W. James, L. J., in Dawson v. Small (1).

Whether

a prior estate tail," &c., apply to personalty.

It has been doubted whether the exception depending on "such person having a prior estate tail," &c., applies to a gift of personalty, or is to be confined to a devise of real estate, in which words "having alone properly speaking there can be an estate tail. "The legislature," said Lord Campbell (m), " may have loosely applied these words to personalty, or may have had reasons for intending a distinction between realty, in which there may be an estate tail, to be cut off by a disentailing deed, and personalty not attended by such incidents." Harris v. Davis, however, did not turn on that: and in Green v. Green (n), where freehold and leasehold property was given to A. and the heirs of his body, and "in case of failure of issue," over; it was held by Sir J. K. Bruce, V.-C., that although strictly speaking there could not be a bequest of personalty in tail, yet looking to the words of s. 29, A. was entitled to the leaseholds absolutely. [*1323] Again, the act does not apply where the words importing a failure of issue would, under the old law, have been construed not to refer to an indefinite failure of issue. Thus, in

*

(h) 1 Coll. 416.

(2) As to this, see ante, p. 1175.

(k) But sce post, p. 1336, note (a).

(1) L. R., 9 Ch. 651.

(m) Greenway v. Greenway, 2 D. F. & J. 137.

(n) Green v. Green, 3 De G. & S. 480. See also O'Neill v. Montgomery, 12 Ir. Ch. R.

163.

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