The Acts of the Parliament of Western Australia, 1. köideGovernment Printer, South Africa, 1981 |
From inside the book
Results 1-3 of 67
Page 432
... Investment investment adviser unless he is the holder of an investment advisers licence or is a recognized investment adviser . Penalty : $ 5,000 or imprisonment for 1 year , or both . ( 2 ) Sub - section ( 1 ) does not apply to or in ...
... Investment investment adviser unless he is the holder of an investment advisers licence or is a recognized investment adviser . Penalty : $ 5,000 or imprisonment for 1 year , or both . ( 2 ) Sub - section ( 1 ) does not apply to or in ...
Page 432
... investment adviser is named as a dealer on whose behalf the first - mentioned person may act ; or ( f ) is a recognized investment representative by virtue of his being the holder of a licence under the provisions of the law of a ...
... investment adviser is named as a dealer on whose behalf the first - mentioned person may act ; or ( f ) is a recognized investment representative by virtue of his being the holder of a licence under the provisions of the law of a ...
Page 432
... investment representatives licence shall specify the person , being the holder of an investment advisers licence , or 2 or more such persons , on whose behalf the holder of the investment representatives licence may act . ( 4 ) Where ...
... investment representatives licence shall specify the person , being the holder of an investment advisers licence , or 2 or more such persons , on whose behalf the holder of the investment representatives licence may act . ( 4 ) Where ...
Contents
Table of Short Titles of Acts V | 1 |
20 | 4 |
Grain Marketing Act 1975 | 28 |
53 other sections not shown
Other editions - View all
Common terms and phrases
acquisition of shares Act is amended agreement Application of Laws appointed approved hospital Association auditor authority ballot paper Banking Act 1959 behalf Board body corporate candidate commencement Commission Committee Commonwealth Act Companies Act 1961 Court dealing in securities declaration deemed deleting director district document election electoral roll entitled exercise filling station Fund greyhound racing holder includes Industry Act 1975 Industry Western Australia inserting inspector investment adviser licensee means ment Minister moneys Northern Territory number of shares offence on-market offeror operation paragraph Penalty period person postal vote prescribed principal Act proceedings purposes pursuant reason referred registered regulations relation relevant Code repealed respect returning officer Schedule section 28 Securities Industry Act Securities Industry Western seed lot settlement agent specified statement stock exchange sub-section subsection substituting the following take-over announcement take-over offer take-over scheme target company Territory tion transaction triennial certificate trust account vacancy